Objective

The Securities Law Advisor is responsible for providing expert advice on securities law to help the organization maintain regulatory compliance and minimize risk. They stay updated on changes in securities law and regulations and guide the organization in implementing any necessary changes. The role also involves liaising with relevant regulatory bodies and ensuring the organization's policies and operations align with current securities law.

Description

Advises on securities law to ensure regulatory compliance.

Sample Questions

• What is the impact of new regulations?
• How to ensure ongoing compliance with securities law?
• What are the consequences of non-compliance?
• How to implement a securities law compliance strategy?

Key Functions

1. Provide expert advice on securities law. 2. Stay updated on changes in securities law and regulations. 3. Guide the organization in implementing changes to maintain compliance. 4. Liaise with relevant regulatory bodies. 5. Ensure organization's policies align with current securities law. 6. Minimize risk by advising on securities law. 7. Participate in internal audits and investigations related to securities law. 8. Train other employees on securities law and compliance. 9. Assist in drafting and reviewing legal documents. 10. Represent the organization in legal proceedings if needed.

Required Skills

1. Knowledge of securities law. 2. Experience with legal compliance. 3. Proficiency in legal research. 4. Ability to interpret and apply laws and regulations. 5. Experience in liaising with regulatory bodies. 6. Knowledge of risk management. 7. Proficiency in drafting and reviewing legal documents. 8. Experience in conducting internal audits and investigations. 9. Knowledge of corporate governance. 10. Ability to train others on securities law and compliance. 11. Experience in representing organizations in legal proceedings. 12. Knowledge of international securities law.